Sunday, March 18, 2012

Department of Injustice

The following editorial was published by the Wall Street Journal on March 17, 2012.

Prosecutors in the Stevens case deserve severe sanctions.

Something is very rotten at the U.S. Department of Justice. No other reasonable conclusion can be drawn from an independent report on the 2008 prosecution of then-Senator Ted Stevens (shown in photo taken in 2009).

According to the exhaustive study ordered by Judge Emmet Sullivan, government attorneys engaged in "systematic concealment" of "significant exculpatory evidence which would have independently corroborated Senator Stevens's defense and his testimony, and seriously damaged the testimony and credibility of the government's key witness."

Most damaging to Justice's credibility is that, three years after Judge Sullivan set aside the guilty verdicts against Stevens, the department still hasn't disciplined the men and women involved. Nor has it instituted harsher penalties for future abuses. Attorney General Eric Holder told a Senate committee last week that a separate internal inquiry at Justice is almost done, but he would not promise to make all the results public.

Speaking of public scrutiny, you've probably never heard of Matthew Friedrich, Rita Glavin, Brenda Morris, Joseph Bottini, James Goeke or Edward Sullivan. But maybe more people should know them, and learn the various roles they played in a prosecution that not only trampled on the rights of the accused, but denied the people of Alaska a fair election and literally shifted the balance of power in the U.S. government.

The Justice lawyers were not all equally culpable—some withheld evidence; others failed to ensure that their subordinates honored the defendant's basic rights. And while prosecutors acknowledge the violation of Stevens's rights, they generally blame them on communication problems and other process errors rather than any intent to mislead the judge and jury.

Guilty verdicts against the Republican Stevens arrived less than two weeks before Election Day in 2008, causing the previously popular Senator to lose a close race to Democrat Mark Begich. Mr. Begich would go on to provide the 60th Senate vote to pass ObamaCare in 2009.

Virtually the entire case against Ted Stevens hinged on the testimony of the government's star witness, VECO Corporation CEO William Allen. To protect his credibility, prosecutors withheld from the defense evidence that he had suborned perjury in a separate criminal investigation. Nor did prosecutors say a word in court when, according to the report, Mr. Allen offered testimony that the prosecution knew to be false.

The government's seven-count indictment for false statements accused Stevens of accepting free home renovations from Mr. Allen's company and then not reporting these gifts on federal disclosure forms.

Mr. Stevens and his wife said they had paid $160,000 for the renovations and as far as they knew that was the total cost of the work. What the prosecutors learned in interviewing witnesses—but never shared with the defense—is that even the foreman on the job site shared the Stevens' understanding that they had been appropriately billed for all the work. Instead of sharing this evidence supporting Stevens's defense, prosecutors selectively quoted the foreman to make it appear as if he had said the opposite, and they used his comments to falsely attack Stevens.

Stevens died in a 2010 plane crash so he never learned the full story that was revealed this week, nor did he ever get a fair shot to win back his Senate seat.

The report found that the prosecutorial misconduct was "intentional," though it doesn't recommend criminal contempt prosecutions because at trial government lawyers were not specifically ordered to share all exculpatory evidence. They are of course already required to do so under the Supreme Court's Brady decision, and doing so ought to be a matter of basic legal ethics.

It would be nice to think these abuses were rare lapses. But we wonder what else we might learn if every DOJ prosecution was subjected to a review like the one Judge Sullivan wisely demanded.

What is certain is that Ted Stevens was not alone. Guilty verdicts against two Alaska state legislators were also overturned because Justice withheld evidence related to Mr. Allen. In recent years charges against executives at tech company Broadcom were also tossed out because federal prosecutors had improperly pressured and influenced key witnesses for the defense.

Americans hand prosecutors an awesome power—the power to destroy fortunes and futures, and in this case to reallocate national political power. We are seeing a pattern of abuse of this power, in order to win big cases. To help prosecutors remember that their job is to do justice and not simply to beat the defense team, there should be automatic and severe penalties for Brady violations. Prosecutors could also be required to turn over more raw data with potentially exculpatory evidence, except in cases where it threatens national security or endangers witnesses in a criminal case.

Mr. Holder claims to have addressed the problems in the Stevens case by expanding training programs and the like. But as the nation's chief law enforcer, he should know that harsh punishment is the appropriate response when anyone violates the rights of a citizen as badly as prosecutors did in the Stevens case.

Sunday, March 11, 2012

Maryland's broken death penalty

The following editorial was published by the Washington Post on March 6, 2012.

ON PAPER, Maryland courts are empowered to impose the death penalty in certain murder cases. In practice, the state’s death penalty is in remission. Five convicts remain on death row, and defendants can be prosecuted for capital murder and sentenced to death, but the state lacks any legal method of carrying out executions. No one has been put to death in Maryland since 2005.

That status quo seems acceptable to the power brokers in Annapolis, who would rather not add to a list of controversies that now includes legalizing same-sex marriage and subsidizing higher education for illegal immigrants.

But by ducking the issue, they are leaving in place a costly, inefficient, unjust and dysfunctional system that exacts a terrible toll on the families of murder victims. Rather than legislating and leading, state lawmakers are in denial.

Three years ago, an effort to abolish the death penalty narrowly failed in the General Assembly, which instead restricted it to cases where there is DNA evidence, a videotaped confession or video linking the suspect to a murder. But the legislature’s reform fixed nothing; if anything, it codified a system even more arbitrary than the one it replaced. Now the nature of the evidence, rather than the barbarity of the crime, is the critical factor. So a murder conviction based on DNA evidence might result in a death sentence, but not a Virginia Tech-style killing spree whose perpetrator is identified by multiple witnesses.

Nor did the changes in the Maryland law address the racial and jurisdictional disparities in the death penalty’s application. And there is no evidence that the death penalty is more effective at deterring murders than is a sentence of life without parole.

The broken system is particularly burdensome for the families of murder victims, who face years, even decades, of litigation. Three of the state’s five death-row prisoners were sentenced nearly 30 years ago; the others were sentenced in the mid-1990s.

Whatever moral convictions one holds about capital punishment — and we think it is wrong — Maryland has failed to find an evenhanded, just and fair-minded way to apply it. As a recent report by some of Maryland’s most prominent attorneys concluded, the state’s current law “is likely to increase the arbitrariness of the imposition of the death penalty because persons who commit the most heinous crimes — the ‘worst of the worst’ — are not necessarily the same people who will be eligible for the death penalty.”

A majority of the Maryland General Assembly favors an end to capital punishment in the state. Still, legislative leaders are reluctant to allow consideration of a bill that would repeal the death penalty and shift the anticipated savings in the state budget to programs to benefit victims’ families. The leaders would rather leave in place a system that is a disgrace to justice, and to Maryland.

Wednesday, February 22, 2012

Can Bad Evidence Ever Be Good Law?

by Michael G. Brock MA, LLP, LMSW

In an article that ran in the Detroit Free Press on February 8, 2012, and again online under the title: Judges to decide: Can religious confessions be used against you?, David Ashenfelter discusses the case of People v. Bragg. Mr. Bragg is charged with the rape or molestation of a 9 year old girl when he was 15. The girl revealed the molestation to her mother 2 years later after a church function, and her mother told their Baptist pastor, Rev. John Vaprezsan.

Vapreszan then decided to mix pastoral counseling and criminal investigation in much the same way that I have seen people in my line of work mix psychotherapy and forensic investigation, but truly in a way that is more sinister. When therapists mix therapy and forensic investigation, they usually don’t bother to confront the accused. As a rule, they ask direct and leading questions of the presenting parent and the child who has allegedly been abused.

In this case, Vaprezsan apparently decided to deliberately abuse the trust that his congregants place in him by interrogating Mr. Bragg under the guise of religious counseling. After extracting a confession (according to his testimony, but a fact in dispute by Bragg and his mother, who was at the interview), he contacted the police and gave them a statement, then testified at pretrial against Mr. Bragg.

To her credit, Judge Cynthia Gray Hathaway disallowed his testimony, but Prosecutor Teri Odette, appealed the decision, apparently hoping that in this climate in which all close calls go to the prosecution and anyone can be a self-appointed investigator, the appeals court will simply ignore the law.

No minister of the gospel, or priest of any denomination whatsoever, or duly accredited Christian Science practitioner, shall be allowed to disclose any confessions made to him in his professional character, in the course of discipline enjoined by the rules or practice of such denomination."

Michigan Compiled Law 600.2156

Any communications between attorneys and their clients, between members of the clergy and members of their respective churches, and between physicians and their patients are hereby declared to be privileged and confidential when those communications were necessary to enable the attorneys, members of the clergy, or physicians to serve as such attorney, member of the clergy or physician.

Michigan compiled law 767.5a

The prosecution has made the argument that the clergyman did not claim privilege, but the law does not say that the privilege pertains only to clergy, but to the confessor as well. The clergyman is not “allowed” to disclose any confession or communication obtained by him in his professional capacity even if he wants to. Had Rev. Vaprezsan informed Mr. Bragg that he was wearing his police investigator hat on this particular occasion, it seems unlikely that Mr. Bragg and his mother would have accepted the invitation of the pastor to pay him a visit and discuss this matter.

He was counting on the special trust that the members of his congregation have in him to obtain information he apparently thought the police would have a more difficult time obtaining. He is probably right; if all clergy were to deputize themselves as law enforcement officers they could routinely pick up the telephone after a conference and provide evidence for one member of their congregation against another. Perhaps they could even be paid in this capacity—or perhaps not.

This alleged man of the cloth is a disgusting affront to all clergy and a menace to his congregation. But if the allegation is true, doesn’t he have an obligation to see that justice is done? Perhaps, but within the parameters of appropriate behavior for a clergyman. If Rev. Vaprezsan had suggested to the child and her mother that they contact the police and Protective Services and file a report it is very likely that a successful prosecution would have been undertaken; one that was both legal and ethical and resulted in a conviction. Instead, we have a case in which a minister is violating a sacred confidence and one of his most important obligations as a member of the clergy, and a prosecutor is asking the appeals court to toss the law because her cause is just.

How did we get to the place where convicting someone with bad evidence replaced getting someone off on a technicality? And which attitude is ultimately more dangerous? Do we really need an imprisonment rate that is ten times higher than any other civilized country in the world? What happened to the axiom that it is better for the guilty to go free than the innocent to be convicted? What happened to the presumption of innocence? And what about Louis Brandeis’ admonition that, “Experience teaches us to be most on our guard to protect liberty when the government's purposes are beneficent.”

Why is it okay to bait a person under arrest into making statements after that person has said they want legal representation? Where do these policies lead? They constitute a serious and ongoing erosion of due process guarantees and lead to a police state mentality. And don’t tell me I don’t have a right to an opinion on the matter, I live in this country.

It is important to recognize that the average citizen has fewer resources than any government, and that government ought not to exploit it citizens because of this discrepancy. This it would seem is the true definition of conservative, if by that we mean the intentions of our founding fathers. A primary concern was that the citizens of our new country should be free from bullying by their government. This notion is clearly out of favor now, however. Take for instance the case of Dr. Labeed Nouri.

According to L.L. Brasier (Detroit Free Press, August 29, 2011) Dr. Nouri was convicted of sexually assaulting a young woman he employed as a favor to a friend. He did 3.5 years in prison, where he was repeatedly attacked by other prisoners, before the woman’s boyfriend came forward to say that it was all lies and he wore a wire to prove it. But what did the most noble prosecutor Jessica Cooper do when she received incontrovertible evidence of the perjury?

Prosecutors, noting Nouri had been convicted, offered a deal: If he pleaded no contest to a low-level misdemeanor assault - with no probation-reporting requirements and no restrictions on obtaining his medical license - he could be free within hours and get it expunged after five years.

Once they found out that Dr. Nouri had been wrongly convicted of a crime, the state should have been falling all over itself to release him and restore him to his rightful place in society. Instead, they let him out of prison, but added insult to injury by requiring him to plead to a crime they know he didn’t commit.

Why? One can think of many reasons, none of them honorable. The prosecution could have been protecting itself against lawsuit or possible criminal charges for maliciously prosecuting a case that had no physical evidence (because the prosecution’s witness refused to provide it), and, in which the facts clearly indicated the accuser was lying, even before the case went to a jury. How did the prosecution know that? Because at the precise time the accuser stated she was being abused—and she was very specific about the time—Dr. Nouri was continuously dictating medical records and there was a documented, accurate record of the fact.

Dr. Nouri’s attorneys should have understood the psychological temper of the times well enough to put him on the stand in his own defense. Regardless of what instructions a judge gives a jury, most people are psychologically predisposed to believe that someone who won’t speak in his own defense is guilty as charged. And especially in sexual abuse cases the presumption is going to be with the prosecution.

I had a case in Dumas, Texas a few years ago where defense counsel thought they had won the case without putting on their own witnesses. They confronted the accuser on cross examination with the documented fact that she had made a false allegation against someone else a year earlier and she had lied about it again on the stand during this trial. But the jury was unmoved. After the defendant was convicted, the prosecutor said to me, “Down here we have a saying, if you don’t talk, you don’t walk.”

That mistake notwithstanding, the fact that these cases are so easy to win should not be a reason for ambitious prosecutors to feather their nests by sending people they should know are innocent to prison. Covering their behind or protecting people who commit malicious perjury should not be a reason for hanging yet another crime on the true victim.

Michael G. Brock MA, LLP, LMSW is licensed as both a master’s level psychologist and social worker. He is in private practice at Counseling and Evaluation Services, 2514 Biddle, Wyandotte MI 48192. Mr. Brock has been in the therapy field since 1974 and, in the past several years, custody evaluations have become the majority of his practice. Mr. Brock has done hundreds of evaluations. His website is at http://michaelgbrock.com/

Monday, February 20, 2012

The West Memphis Three: An A-Z List of Justice Gone Wrong


The following opinion by Meghan Lalonde was originally posted at Law As She Is Spoke, an online project of Program in Law and Journalism at New York Law School, on February 16, 2012.

West Memphis, 1993: Three 8-year-old boys brutally murdered in small-town Arkansas. Three satanic teenage “punks” to blame it on. When looking for suspects, these teenagers fit the bill – long hair, heavy metal fans, all dressed in black. There was even a confession. The story caught the attention of two HBO filmmakers, who decided to make a documentary about the horrible crime that traumatized the community.

The film that introduced the world to defendants Damien Echols, Jason Baldwin, and Jessie Misskelley – the West Memphis Three (WM3) – wasn’t supposed to be about wrongful convictions. It wasn’t supposed to be a project that led to two additional films over the next 18 years. It just turned out that way.

Last month, HBO premiered the third and final chapter of the documentary, “Paradise Lost 3: Purgatory.” I’d heard about it and thought it seemed interesting so on a rainy Friday afternoon I turned on the TV to give the first one a shot. Six hours, two sandwiches, and a full liter of Diet Coke later, I was reeling.

Searching for order in all the disorder, I’ve boiled it down to an A to Z list of some of the haunting and perplexing aspects about this terrible miscarriage of justice. There will be no “Spoiler Alert” here. Google the film and you’ll see that the three convicted murderers are free, released in August 2011 after entering into Alford Pleas (see “P” below). As with so many epic stories, knowing the ending doesn’t minimize the gripping nature of the journey.

Alternative suspects. One of the many critical shortcomings of the West Memphis Police Department was failing to search for leads on additional suspects. First, police never investigated Terry Hobbs, the stepfather of one victim with a history of violence. Mr. Hobbs claimed he hadn’t seen the children the day they went missing, but his neighbors are certain they saw him with the kids after school, around the time they were last seen. In 1993, these neighbors were never questioned. Police also botched the investigation of an unidentified black man who was seen at a local restaurant covered in mud and blood on the evening of the murders. They collected blood samples from inside the restaurant, then lost the evidence.

Blood. When the bodies of the three boys were discovered in a stream they were found naked, hogtied, stabbed, and mutilated. The prosecution argued that the murders occurred near where the bodies were found, but if that were true, wouldn’t there have been blood found at the scene? There wasn’t. Not even a drop. The use of a knife and ritual bloodletting thought to be part of satanic rituals were integral to the prosecution’s theory against the WM3 and yet there wasn’t any blood to be found. Recent forensic analysis has explained that the scratches and skin flaying of the victims were actually due to animal predation.

Celebrity support. Celebrities figured among thousands of supporters who learned about the WM3 from the first film. In 2010, Johnny Depp and Eddie Vedder hosted a benefit concert in their support. When the WM3 were released in August, Damien Echols, the defendant who had spent 18 years on death row, said he wanted to go to Disneyland. Mr. Depp made it happen.

Death row. “Welcome to where time stands still/No one leaves and no one will” are the lyrics to one of Damien Echols’s favorite Metallica songs, “Sanitarium.” It’s a fitting description for solitary confinement at Varner Super Maximum Security Unit in the Arkansas Department of Correction. “You have to create your own world in there or else you’ll go insane from that stuff,” he said in an interview with Piers Morgan after his release. See “S” for more on sentencing.

Eleven. Perhaps the most chilling quote from the entire case came from Chief Investigator Gary Gitchell. At a press conference in the early stages of prosecution, Mr. Gitchell was asked how strong he thought the case was on a scale of 1-10. His answer: “Eleven.” Mr. Gitchell has not spoken publicly about the release of the WM3.

Freaks. In a town filled with bible thumpin’ Christians, you might be able to guess how well three longhaired heavy metal-loving teenagers fit in. They didn’t. “Just look at the freaks,” said Pamela Hobbs, the mother of one victim. “They look like punks.” Damien Echols had even dabbled in Wicca, a religion historically tied to witchcraft, easily making him the strangest and most targeted member of the bunch. At the time, he said, “What people don’t understand they try to destroy or ridicule, try to make it look bad or wrong. West Memphis is a second Salem right now.” He was only 19 at the time but he was right.

Guilty. The WM3 were all found guilty of murder. Given the lack of evidence to tie them to the crimes, these guilty verdicts are both astonishing and frightening.

HBO. Every now and then a documentary can have a direct impact on its subjects (see “The Thin Blue Line”). The WM3 will tell you that if not for the first “Paradise Lost” film they would not be free today.

IQ. One of the WM3, Jessie Misskelley, had an IQ score between 72-73 and functioned at the level of a third grader. When questioned by the police about his friends, he stated he committed the crimes along with them. According to experts on coerced confessions, Jessie is the type of person who is likely to give a false confession — easily confused and wanting to please his interrogators. See “Q” for more.

Justice. As of now, there is no justice for the WM3 because they remain convicted murderers in the eyes of the law, “They sent us to prison for the rest of our lives,” said Jason Baldwin after he was released, “Then we had to come here and the state says ‘we’ll let you go only if you admit guilt.’ That’s not justice no matter how you look at it.” (See “P” to learn more).

Knives. A knife was (conveniently) found in a lake behind Jason Baldwin’s house (months after the WM3 were arrested), and played a critical role for the prosecution, which suggested the knife was used to mutilate the young victims. A second knife was given to HBO filmmakers by John Mark Byers, the stepfather of one victim, just days before his home was searched. This knife was turned over to police after a producer at HBO noticed there was blood on it. Much of the first two films dealt with the suppositions on both sides that one or the other of these knives was the murder weapon. As noted earlier (see “B”) today it seems knives were not involved in the murders.

Love. It’s probably the last thing you’d associate with death row, but here we are. Three years into his prison stay, Damien Echols started receiving letters from a woman in Brooklyn who’d seen “Paradise Lost.” They began exchanging letters and just over a year later, Lorri Davis, the architect turned activist, visited him in prison and moved to Little Rock. In 1999 they were married in the prison visiting room. Ms. Davis has worked tirelessly for his release.

Media coverage. From the moment news broke of the murders the story made national headlines. But back in 1993, the media’s coverage of the arrests painted the WM3 as satanic killers. They were fighting an uphill battle, one that in hindsight, they had no chance of winning.

Natalie Maines. The lead singer of the Dixie Chicks was an active supporter of the WM3 during their time in prison. In fact, she was so vocal that one victim’s stepfather, Terry Hobbs, sued her for defamation after she made remarks suggesting he was involved with the murders. It was in defending her for defamation that her attorneys interviewed Mr. Hobbs and gleaned facts that further incriminated him. Today, he is seen as the most likely murderer, but he has not been arrested. In any case, his suit against Ms. Maines was dismissed.

Occult expert. Prosecutors for the state used the “expert” testimony of Dr. Dale Griffis to show the WM3 were conducting a satanic ritual. The retired police officer who started a second career as an occult expert stumbled on cross-examination when he admitted that he hadn’t taken a single class to receive his PhD from Columbia Pacific University. The university was sued by the state of California and shut down in 1999 for failure to meet minimum academic standards.

Plea, Alford. This plea allows a criminal defendant to plead guilty without admitting guilt and maintaining innocence while still acknowledging that prosecutors have enough “evidence” for a conviction. The plea gets its name from 1970’s North Carolina v. Alford and was proposed by defense attorneys for the WM3 as a way to finally get their clients out of prison. The State of Arkansas agreed to the deal to avoid being sued to the tune of several million dollars for its mishandling of the case and the years of their lives the WM3 lost because of it.

Questioning of Jessie Misskelley. When police picked him up for questioning, Jessie Misskelley told them he had been at a wrestling match in another town. After 12 hours of questioning, for which the police mysteriously only have 45 minutes of audiotape, Jessie offered police a confession that implicated the WM3. “I don’t like people keep on asking me questions when I done told them once,” Jessie said in a recent GQ article. “That’s what they did, they just egged it on. And finally, I just told the cops, look, you know, I did it. I killed them and everything.” This was the all the police had linking Damien Echols and Jason Baldwin to the crime. Jessie Misskelley was convicted for the crimes at his separate trial, but then refused to repeat this confession during the Echols-Baldwin trial — despite being offered considerable time off his own sentence if he agreed.

Robin Hood Hills. This small patch of woods where the neighborhood children conjures innocence and play but sadly, this is where the victim’s bodies were found: naked, hogtied, and submerged in water.

Sentencing. All three defendants were found guilty for the murders of Christopher Byers, Stevie Branch, and Michael Moore. Jessie Misskelley was sentenced to life in prison plus forty years, Jason Baldwin to three consecutive life sentences, and Damien Echols was sentenced to death by lethal injection.

Trailer parks. At one time or another, each of the WM3, lived in or near the Lakeshore and Highland Trailer Parks in northeastern Arkansas. “We were nothing but poor trailer trash,” Damien Echols said of his upbringing while incarcerated. The community was poor and uneducated, and had it not been for the film that shocked its viewers and roused a grassroots protest, it is doubtful that Damien Echols would be alive today.

Unusual supporter. In the first two films, John Mark Byers seemed to be the likely murderer. He figures largely in all three installments, castigating the devilish nature of the WM3, despite mounting evidence of their innocence of the crime. He has since apologized and worked actively on their behalf.

Villains or victims? It’s still a split decision in West Memphis.

West of Memphis. The title of Peter Jackson’s spin on the case made its debut at the Sundance Film Festival last month and it isn’t shy about suggesting Terry Hobbs committed the murders.

Xmas 1993. In the first “Paradise Lost,” the parents of victim Christopher Byers visit his grave and put a small Christmas tree on his tombstone. As strange as Mr. Byers appears to be (you have to see the film to understand what I mean by this) I couldn’t help but grieve with the Byers, celebrating the first Christmas without their son.

Youth. A lot changes in 18 years, just ask the WM3. Damien Echols, reflecting on all his years in prison, said, “It’s odd now when they tell me things like, ‘you’ve got arthritis,’ or when I see my hairline’s receding and my hair’s thinning.” Three teenaged boys were tried as adults, and lost their youth inside maximum-security prisons… for crimes they did not commit.

Zero. Nothing in evidence points to the WM3 being involved with the 1993 murders. Nothing ever has.


Legal As She Is Spoke is an online project of the Program in Law and Journalism at New York Law School. Our site reports on the state of legal journalism and encourages conversation about the accuracy and felicity of reporting on law.

Thursday, February 09, 2012

Michael Paul Williams: Virginia must let everyone know about wrongful convictions

The following opinion was published by the Richmond Times-Dispatch on February 7, 2012.

This situation calls for an intervention.

The Virginia Department of Forensic Science has been far too secretive about information that excludes at least 76 felons as the source of biological evidence in their cases. As of last month, 29 of the felons had not been notified that the new DNA reports existed.

Bennett S. Barbour learned only about two weeks ago that authorities — for 18 months — had a report excluding his DNA and identifying the DNA of a known offender in a 1978 rape. Officials said they could not find Barbour, even though he lives 5 miles from where he was arrested in rural Charles City County.

The post-conviction DNA project, paid for with state and federal funding, launched in 2005. It could be a groundbreaking effort to diagnose maladies in our criminal justice system. Instead, it's in danger of becoming a lost opportunity or a potential scandal.

The current notification process is inadequate. It has been shown that simply notifying law enforcement of DNA test results is insufficient. And the Department of Forensic Science is unwilling to share DNA test results with the public. This task must be placed in less-conflicted hands.

"The basic mistake in this situation is assuming that the goal of criminal justice is actually justice," said Kent Willis, executive director of the American Civil Liberties Union of Virginia.

"There is an inherent contradiction in expecting a state system designed, funded and rewarded for convicting criminals to aggressively pursue a course dedicated to proving the innocence of wrongly convicted persons."

One of Barbour's lawyers, Matthew Engle of the Innocence Project Clinic at the University of Virginia School of Law, decried the lack of sunlight in the process.

"We need to know what is the complete list of (DNA) exclusion, what's been done to notify people in those cases … and at this point nobody knows the answers to those questions but the Department of Forensic Science, and they're not telling," he said.

Steven D. Benjamin, a defense attorney and a member of the Virginia Board of Forensic Science, suggested the formation of a new state entity — "a separate independent body charged with the task of investigating any case where there is an indication that we may have gotten it wrong."

Benjamin, president-elect of the National Association of Criminal Defense Lawyers, also said the association would be willing to take on such an effort "in a heartbeat."

We should be offended that a taxpayer-supported department is sitting on public information and gravely concerned about the integrity of the criminal justice system. Each time an innocent person is convicted, a guilty person remains on the street to victimize others.

"It's like having a series of plane crashes and doing nothing to figure out why the plane fell out of the sky," Benjamin said. "It is irresponsible to not learn everything we possibly can from these tragic cases, so we can improve the system and make it work better."

Where wrongful convictions are concerned, the state cannot afford to sit on its mistakes.

Saturday, February 04, 2012

Cynic, optimist examine Alvarez' new 'philosophy'

The following column by Eric Zorn was published in the Chicago Tribune on February 3, 2012.

What prompted Cook County State's Attorney Anita Alvarez to announce Thursday a "change in philosophy" and the formation of a special unit in her office to review claims of wrongful convictions?

The cynic wonders what took so long. Alvarez has been with the county prosecutor's office since 1986, during which time scores of old convictions have fallen apart, usually illustrating one or more of the many ways in which human error and human failings can pervert the administration of justice.

Witnesses lie, memories falter, experts blunder. Authorities connect phantom dots, jump to false conclusions and cling to decaying theories

Since Alvarez won the top job in 2008 more than a dozen such miscarriages have come to light, and her response has often been to obstruct and drag her feet, even though the mistakes identified were those of her predecessors.

The cynic notes that she's been under particular fire in the media lately for refusing to appoint a special prosecutor to re-examine the 2004 death of David Koschman of Mount Prospect. Koschman, 21, died from injuries he suffered in a drunken altercation with a group of men that included then Mayor Richard M. Daley's nephew, Richard J. “R.J.” Vanecko, then 29, and some suspect a cover up.

And the cynic observes that Alvarez is running for re-election this year, and voters will be impressed with such passages from her speech Thursday as

My job is not just about racking up convictions, it is about always seeking justice, even if that measure of justice means that we must acknowledge mistakes of the past.

The optimist says oh, come on. Alvarez has no serious opposition for re-election and, if anything, this more soft-nosed approach to prosecution signals political confidence that she can admit to past mistakes without seeming weak or losing the trust of her staff or the Democratic party.

The optimist says that this "change in philosophy" shows Alvarez growing in her job, acquiring the necessary humility to be a wise, not just a winning, prosecutor. And if this move just happens to burnish her credentials for higher office or a judgeship down the line, well, that seems fair.

The optimist knows that outsiders -- investigators, defense attorneys, agitators and journalists -- will still have to do the initial legwork to sound the alarm on behalf of those who make credible claims that they're victims of wrongful prosecutions. But the optimist believes that these outsiders in their search for truth will now find allies, not antagonists, in the state's attorney's office.

Is the cynic right? Or the optimist?

We'll know the answer if and when this new unit starts producing results -- taking initiative, finding new exculpatory evidence and reaching conclusions that embarrass others in the justice system.

"It's a step in the right direction," said David Protess, the former crusading Northwestern Univeristy journalism professor who now heads the Chicago Innocence Project and has clashed with Alvarez. "We should have a common interest in achieving justice in these cases."

But Protess and others who independently investigate allegations of wrongful convictions say the first test is whether Alvarez brings in an outsider to run the unit, or whether she simply staffs it with the old guard.

“We have absolutely no financial resources to create any new positions or hire any new employees from the outside in this area or any other given the budget cuts that have been imposed on this office,” said Alvarez’ spokeswoman Sally Daly when I asked her about this Friday. The six-person staff is “being assigned from within our office.”

So the jury remains out whether this is a change in philsophy for Alvarez or simply a change in public relations strategy.

See Jason Meisner's story Wrongful convictions spur State's Attorney Anita Alvarez to form review unit for controversial prosecution and, below, the full text of the press release based on Alvarez' remarks

STATE’S ATTORNEY ALVAREZ ANNOUNCES FORMATION OF FIRST-OF-ITS-KIND CONVICTION INTEGRITY UNIT IN THE COOK COUNTY STATE’S ATTORNEY’S OFFICE (Feb. 2, 2012)

The subject of wrongful conviction is challenging, but I feel strongly that it is an issue that we must deal with in an open and proactive manner. In my view, my job is not just about racking up convictions, it is about always seeking justice – even if that measure of justice means that we must acknowledge mistakes of the past.

One very important duty of my office is to handle and investigate post-conviction cases. Any time a defendant is convicted of a crime, they have a right to appeal that conviction, and in Illinois we have a statute that allows defendants the right to file post conviction petitions once they have exhausted all of their appellate rights in the state court system.

For many years the Cook County State’s Attorney’s Office has had a dedicated post conviction unit and a DNA unit in which we have attorneys who review and investigate these post conviction cases, many of which are brought to us by innocence projects or defense attorneys when there is a claim of wrongful conviction.

Despite inferences to the contrary, we always take open minded looks at these cases. Obviously, we do not always end up agreeing with those who file these petitions. But we often work together with innocence projects to thoroughly investigate claims of wrongful convictions to make sure that those in prison are there correctly. When we have determined that a convicted person was convicted wrongfully, we have corrected the mistake. When we have acquired evidence that developed in cases that are still pending, where that evidence calls in to question the guilt of the accused, we have moved quickly to dismiss charges.

Many of the older cases involve requests for new or updated DNA testing. Some of these cases do not involve DNA evidence, but rather some other form or claim of new evidence. These are extremely challenging cases for the most part because the crimes occurred fifteen or twenty years ago or even longer -- when DNA testing was just introduced or still very much evolving and when police investigations in murder cases were conducted differently than they are today.

In 2005 the Cook County State’s Attorney’s Office supported efforts in the state of Illinois to change our laws to mandate the recording of all homicide interrogations and confessions. This has been an extremely important reform that makes custodial questioning transparent. It also protects the rights of all of those involved, including the defendant as well as the police and the prosecutors conducting those interviews who may later be falsely accused of misconduct.

This important reform is working and it is working very well and when I became State’s Attorney I felt that we could do even more in this area. In 2009, we worked with the Chicago Police Department to expand the use of videotaping to include interviews with witnesses in murder cases. We started this as a pilot program but we have now expanded its availability to include all homicide cases that occur in the city of Chicago. This is also proving to be an exceptional advancement for the integrity of homicide cases because it helps to capture and preserve the final statements of our witnesses and enhance the strength of our cases as they move to trial.

But I still believe that there is more that we can do in this area and as a prosecutor I have a legal, ethical and moral obligation to do so. Today I am announcing the creation of a Conviction Integrity Unit within the State’s Attorney’s Office that will bring a new emphasis and a new focus on our review of cases involving questionable convictions. This unit will be staffed with three assistant state’s attorneys, two dedicated investigators and one victim witness specialist.

The creation of this new unit marks a shift in philosophy in which we intend to increase our focus and our openness about these cases. It will also allow us to formalize protocols and procedures and to be much more proactive in our review of these cases.

The unit will internally review post-conviction cases that are brought to our attention, and we will pay particular attention to the types of cases that have led to wrongful or questionable convictions such as cases involving single eyewitnesses. Or, cases involving confessions with little or no supporting evidence, particularly those involving juvenile defendants or defendants with mental health issues. We will also examine cases where physical evidence was not examined fully.

Moving forward, a function of the conviction integrity unit will also be to evaluate these cases and identify any problems or patterns so that we can use this information in lessons for future training for assistant state’s attorneys.

With the creation of this new unit I think that my office is demonstrating our commitment and our duty to bringing our very best efforts to ensure that only guilty people are convicted here in Cook County. And if we have any reason to believe that we have prosecuted or are prosecuting someone who is actually innocent, we will continue to take immediate steps to investigate the matter fully to see that justice is served. I remain committed to these values and I look forward to our work in this area in the future.

Tuesday, January 31, 2012

The Caging of America

The following opinion was originally published in The New Yorker on January 30, 2012.

A Critic at Large
The Caging of America
Why do we lock up so many people?
by Adam Gopnik January 30, 2012

A prison is a trap for catching time. Good reporting appears often about the inner life of the American prison, but the catch is that American prison life is mostly undramatic—the reported stories fail to grab us, because, for the most part, nothing happens. One day in the life of Ivan Denisovich is all you need to know about Ivan Denisovich, because the idea that anyone could live for a minute in such circumstances seems impossible; one day in the life of an American prison means much less, because the force of it is that one day typically stretches out for decades. It isn’t the horror of the time at hand but the unimaginable sameness of the time ahead that makes prisons unendurable for their inmates. The inmates on death row in Texas are called men in “timeless time,” because they alone aren’t serving time: they aren’t waiting out five years or a decade or a lifetime. The basic reality of American prisons is not that of the lock and key but that of the lock and clock.

That’s why no one who has been inside a prison, if only for a day, can ever forget the feeling. Time stops. A note of attenuated panic, of watchful paranoia—anxiety and boredom and fear mixed into a kind of enveloping fog, covering the guards as much as the guarded. “Sometimes I think this whole world is one big prison yard, / Some of us are prisoners, some of us are guards,” Dylan sings, and while it isn’t strictly true—just ask the prisoners—it contains a truth: the guards are doing time, too. As a smart man once wrote after being locked up, the thing about jail is that there are bars on the windows and they won’t let you out. This simple truth governs all the others. What prisoners try to convey to the free is how the presence of time as something being done to you, instead of something you do things with, alters the mind at every moment. For American prisoners, huge numbers of whom are serving sentences much longer than those given for similar crimes anywhere else in the civilized world—Texas alone has sentenced more than four hundred teen-agers to life imprisonment—time becomes in every sense this thing you serve.

For most privileged, professional people, the experience of confinement is a mere brush, encountered after a kid’s arrest, say. For a great many poor people in America, particularly poor black men, prison is a destination that braids through an ordinary life, much as high school and college do for rich white ones. More than half of all black men without a high-school diploma go to prison at some time in their lives. Mass incarceration on a scale almost unexampled in human history is a fundamental fact of our country today—perhaps the fundamental fact, as slavery was the fundamental fact of 1850. In truth, there are more black men in the grip of the criminal-justice system—in prison, on probation, or on parole—than were in slavery then. Over all, there are now more people under “correctional supervision” in America—more than six million—than were in the Gulag Archipelago under Stalin at its height. That city of the confined and the controlled, Lockuptown, is now the second largest in the United States.

The accelerating rate of incarceration over the past few decades is just as startling as the number of people jailed: in 1980, there were about two hundred and twenty people incarcerated for every hundred thousand Americans; by 2010, the number had more than tripled, to seven hundred and thirty-one. No other country even approaches that. In the past two decades, the money that states spend on prisons has risen at six times the rate of spending on higher education. Ours is, bottom to top, a “carceral state,” in the flat verdict of Conrad Black, the former conservative press lord and newly minted reformer, who right now finds himself imprisoned in Florida, thereby adding a new twist to an old joke: A conservative is a liberal who’s been mugged; a liberal is a conservative who’s been indicted; and a passionate prison reformer is a conservative who’s in one.

The scale and the brutality of our prisons are the moral scandal of American life. Every day, at least fifty thousand men—a full house at Yankee Stadium—wake in solitary confinement, often in “supermax” prisons or prison wings, in which men are locked in small cells, where they see no one, cannot freely read and write, and are allowed out just once a day for an hour’s solo “exercise.” (Lock yourself in your bathroom and then imagine you have to stay there for the next ten years, and you will have some sense of the experience.) Prison rape is so endemic—more than seventy thousand prisoners are raped each year—that it is routinely held out as a threat, part of the punishment to be expected. The subject is standard fodder for comedy, and an uncoöperative suspect being threatened with rape in prison is now represented, every night on television, as an ordinary and rather lovable bit of policing. The normalization of prison rape—like eighteenth-century japery about watching men struggle as they die on the gallows—will surely strike our descendants as chillingly sadistic, incomprehensible on the part of people who thought themselves civilized. Though we avoid looking directly at prisons, they seep obliquely into our fashions and manners. Wealthy white teen-agers in baggy jeans and laceless shoes and multiple tattoos show, unconsciously, the reality of incarceration that acts as a hidden foundation for the country.

How did we get here? How is it that our civilization, which rejects hanging and flogging and disembowelling, came to believe that caging vast numbers of people for decades is an acceptably humane sanction? There’s a fairly large recent scholarly literature on the history and sociology of crime and punishment, and it tends to trace the American zeal for punishment back to the nineteenth century, apportioning blame in two directions. There’s an essentially Northern explanation, focussing on the inheritance of the notorious Eastern State Penitentiary, in Philadelphia, and its “reformist” tradition; and a Southern explanation, which sees the prison system as essentially a slave plantation continued by other means. Robert Perkinson, the author of the Southern revisionist tract “Texas Tough: The Rise of America’s Prison Empire,” traces two ancestral lines, “from the North, the birthplace of rehabilitative penology, to the South, the fountainhead of subjugationist discipline.” In other words, there’s the scientific taste for reducing men to numbers and the slave owners’ urge to reduce blacks to brutes.

William J. Stuntz, a professor at Harvard Law School who died shortly before his masterwork, “The Collapse of American Criminal Justice,” was published, last fall, is the most forceful advocate for the view that the scandal of our prisons derives from the Enlightenment-era, “procedural” nature of American justice. He runs through the immediate causes of the incarceration epidemic: the growth of post-Rockefeller drug laws, which punished minor drug offenses with major prison time; “zero tolerance” policing, which added to the group; mandatory-sentencing laws, which prevented judges from exercising judgment. But his search for the ultimate cause leads deeper, all the way to the Bill of Rights. In a society where Constitution worship is still a requisite on right and left alike, Stuntz startlingly suggests that the Bill of Rights is a terrible document with which to start a justice system—much inferior to the exactly contemporary French Declaration of the Rights of Man, which Jefferson, he points out, may have helped shape while his protégé Madison was writing ours.

The trouble with the Bill of Rights, he argues, is that it emphasizes process and procedure rather than principles. The Declaration of the Rights of Man says, Be just! The Bill of Rights says, Be fair! Instead of announcing general principles—no one should be accused of something that wasn’t a crime when he did it; cruel punishments are always wrong; the goal of justice is, above all, that justice be done—it talks procedurally. You can’t search someone without a reason; you can’t accuse him without allowing him to see the evidence; and so on. This emphasis, Stuntz thinks, has led to the current mess, where accused criminals get laboriously articulated protection against procedural errors and no protection at all against outrageous and obvious violations of simple justice. You can get off if the cops looked in the wrong car with the wrong warrant when they found your joint, but you have no recourse if owning the joint gets you locked up for life. You may be spared the death penalty if you can show a problem with your appointed defender, but it is much harder if there is merely enormous accumulated evidence that you weren’t guilty in the first place and the jury got it wrong. Even clauses that Americans are taught to revere are, Stuntz maintains, unworthy of reverence: the ban on “cruel and unusual punishment” was designed to protect cruel punishments—flogging and branding—that were not at that time unusual.

The obsession with due process and the cult of brutal prisons, the argument goes, share an essential impersonality. The more professionalized and procedural a system is, the more insulated we become from its real effects on real people. That’s why America is famous both for its process-driven judicial system (“The bastard got off on a technicality,” the cop-show detective fumes) and for the harshness and inhumanity of its prisons. Though all industrialized societies started sending more people to prison and fewer to the gallows in the eighteenth century, it was in Enlightenment-inspired America that the taste for long-term, profoundly depersonalized punishment became most aggravated. The inhumanity of American prisons was as much a theme for Dickens, visiting America in 1842, as the cynicism of American lawyers. His shock when he saw the Eastern State Penitentiary, in Philadelphia—a “model” prison, at the time the most expensive public building ever constructed in the country, where every prisoner was kept in silent, separate confinement—still resonates:


I believe that very few men are capable of estimating the immense amount of torture and agony which this dreadful punishment, prolonged for years, inflicts upon the sufferers. . . . I hold this slow and daily tampering with the mysteries of the brain, to be immeasurably worse than any torture of the body: and because its ghastly signs and tokens are not so palpable to the eye and sense of touch as scars upon the flesh; because its wounds are not upon the surface, and it extorts few cries that human ears can hear; therefore I the more denounce it, as a secret punishment which slumbering humanity is not roused up to stay.

Not roused up to stay—that was the point. Once the procedure ends, the penalty begins, and, as long as the cruelty is routine, our civil responsibility toward the punished is over. We lock men up and forget about their existence. For Dickens, even the corrupt but communal debtors’ prisons of old London were better than this. “Don’t take it personally!”—that remains the slogan above the gate to the American prison Inferno. Nor is this merely a historian’s vision. Conrad Black, at the high end, has a scary and persuasive picture of how his counsel, the judge, and the prosecutors all merrily congratulated each other on their combined professional excellence just before sending him off to the hoosegow for several years. If a millionaire feels that way, imagine how the ordinary culprit must feel.

In place of abstraction, Stuntz argues for the saving grace of humane discretion. Basically, he thinks, we should go into court with an understanding of what a crime is and what justice is like, and then let common sense and compassion and specific circumstance take over. There’s a lovely scene in “The Castle,” the Australian movie about a family fighting eminent-domain eviction, where its hapless lawyer, asked in court to point to the specific part of the Australian constitution that the eviction violates, says desperately, “It’s . . . just the vibe of the thing.” For Stuntz, justice ought to be just the vibe of the thing—not one procedural error caught or one fact worked around. The criminal law should once again be more like the common law, with judges and juries not merely finding fact but making law on the basis of universal principles of fairness, circumstance, and seriousness, and crafting penalties to the exigencies of the crime.

The other argument—the Southern argument—is that this story puts too bright a face on the truth. The reality of American prisons, this argument runs, has nothing to do with the knots of procedural justice or the perversions of Enlightenment-era ideals. Prisons today operate less in the rehabilitative mode of the Northern reformers “than in a retributive mode that has long been practiced and promoted in the South,” Perkinson, an American-studies professor, writes. “American prisons trace their lineage not only back to Pennsylvania penitentiaries but to Texas slave plantations.” White supremacy is the real principle, this thesis holds, and racial domination the real end. In response to the apparent triumphs of the sixties, mass imprisonment became a way of reimposing Jim Crow. Blacks are now incarcerated seven times as often as whites. “The system of mass incarceration works to trap African Americans in a virtual (and literal) cage,” the legal scholar Michelle Alexander writes. Young black men pass quickly from a period of police harassment into a period of “formal control” (i.e., actual imprisonment) and then are doomed for life to a system of “invisible control.” Prevented from voting, legally discriminated against for the rest of their lives, most will cycle back through the prison system. The system, in this view, is not really broken; it is doing what it was designed to do. Alexander’s grim conclusion: “If mass incarceration is considered as a system of social control—specifically, racial control—then the system is a fantastic success.”

Northern impersonality and Southern revenge converge on a common American theme: a growing number of American prisons are now contracted out as for-profit businesses to for-profit companies. The companies are paid by the state, and their profit depends on spending as little as possible on the prisoners and the prisons. It’s hard to imagine any greater disconnect between public good and private profit: the interest of private prisons lies not in the obvious social good of having the minimum necessary number of inmates but in having as many as possible, housed as cheaply as possible. No more chilling document exists in recent American life than the 2005 annual report of the biggest of these firms, the Corrections Corporation of America. Here the company (which spends millions lobbying legislators) is obliged to caution its investors about the risk that somehow, somewhere, someone might turn off the spigot of convicted men:


Our growth is generally dependent upon our ability to obtain new contracts to develop and manage new correctional and detention facilities. . . . The demand for our facilities and services could be adversely affected by the relaxation of enforcement efforts, leniency in conviction and sentencing practices or through the decriminalization of certain activities that are currently proscribed by our criminal laws. For instance, any changes with respect to drugs and controlled substances or illegal immigration could affect the number of persons arrested, convicted, and sentenced, thereby potentially reducing demand for correctional facilities to house them.

Brecht could hardly have imagined such a document: a capitalist enterprise that feeds on the misery of man trying as hard as it can to be sure that nothing is done to decrease that misery.

Yet a spectre haunts all these accounts, North and South, whether process gone mad or penal colony writ large. It is that the epidemic of imprisonment seems to track the dramatic decline in crime over the same period. The more bad guys there are in prison, it appears, the less crime there has been in the streets. The real background to the prison boom, which shows up only sporadically in the prison literature, is the crime wave that preceded and overlapped it.

For those too young to recall the big-city crime wave of the sixties and seventies, it may seem like mere bogeyman history. For those whose entire childhood and adolescence were set against it, it is the crucial trauma in recent American life and explains much else that happened in the same period. It was the condition of the Upper West Side of Manhattan under liberal rule, far more than what had happened to Eastern Europe under socialism, that made neo-con polemics look persuasive. There really was, as Stuntz himself says, a liberal consensus on crime (“Wherever the line is between a merciful justice system and one that abandons all serious effort at crime control, the nation had crossed it”), and it really did have bad effects.

Yet if, in 1980, someone had predicted that by 2012 New York City would have a crime rate so low that violent crime would have largely disappeared as a subject of conversation, he would have seemed not so much hopeful as crazy. Thirty years ago, crime was supposed to be a permanent feature of the city, produced by an alienated underclass of super-predators; now it isn’t. Something good happened to change it, and you might have supposed that the change would be an opportunity for celebration and optimism. Instead, we mostly content ourselves with grudging and sardonic references to the silly side of gentrification, along with a few all-purpose explanations, like broken-window policing. This is a general human truth: things that work interest us less than things that don’t.

So what is the relation between mass incarceration and the decrease in crime? Certainly, in the nineteen-seventies and eighties, many experts became persuaded that there was no way to make bad people better; all you could do was warehouse them, for longer or shorter periods. The best research seemed to show, depressingly, that nothing works—that rehabilitation was a ruse. Then, in 1983, inmates at the maximum-security federal prison in Marion, Illinois, murdered two guards. Inmates had been (very occasionally) killing guards for a long time, but the timing of the murders, and the fact that they took place in a climate already prepared to believe that even ordinary humanity was wasted on the criminal classes, meant that the entire prison was put on permanent lockdown. A century and a half after absolute solitary first appeared in American prisons, it was reintroduced. Those terrible numbers began to grow.

And then, a decade later, crime started falling: across the country by a standard measure of about forty per cent; in New York City by as much as eighty per cent. By 2010, the crime rate in New York had seen its greatest decline since the Second World War; in 2002, there were fewer murders in Manhattan than there had been in any year since 1900. In social science, a cause sought is usually a muddle found; in life as we experience it, a crisis resolved is causality established. If a pill cures a headache, we do not ask too often if the headache might have gone away by itself.

All this ought to make the publication of Franklin E. Zimring’s new book, “The City That Became Safe,” a very big event. Zimring, a criminologist at Berkeley Law, has spent years crunching the numbers of what happened in New York in the context of what happened in the rest of America. One thing he teaches us is how little we know. The forty per cent drop across the continent—indeed, there was a decline throughout the Western world— took place for reasons that are as mysterious in suburban Ottawa as they are in the South Bronx. Zimring shows that the usual explanations—including demographic shifts—simply can’t account for what must be accounted for. This makes the international decline look slightly eerie: blackbirds drop from the sky, plagues slacken and end, and there seems no absolute reason that societies leap from one state to another over time. Trends and fashions and fads and pure contingencies happen in other parts of our social existence; it may be that there are fashions and cycles in criminal behavior, too, for reasons that are just as arbitrary.

But the additional forty per cent drop in crime that seems peculiar to New York finally succumbs to Zimring’s analysis. The change didn’t come from resolving the deep pathologies that the right fixated on—from jailing super predators, driving down the number of unwed mothers, altering welfare culture. Nor were there cures for the underlying causes pointed to by the left: injustice, discrimination, poverty. Nor were there any “Presto!” effects arising from secret patterns of increased abortions or the like. The city didn’t get much richer; it didn’t get much poorer. There was no significant change in the ethnic makeup or the average wealth or educational levels of New Yorkers as violent crime more or less vanished. “Broken windows” or “turnstile jumping” policing, that is, cracking down on small visible offenses in order to create an atmosphere that refused to license crime, seems to have had a negligible effect; there was, Zimring writes, a great difference between the slogans and the substance of the time. (Arrests for “visible” nonviolent crime—e.g., street prostitution and public gambling—mostly went down through the period.)

Instead, small acts of social engineering, designed simply to stop crimes from happening, helped stop crime. In the nineties, the N.Y.P.D. began to control crime not by fighting minor crimes in safe places but by putting lots of cops in places where lots of crimes happened—“hot-spot policing.” The cops also began an aggressive, controversial program of “stop and frisk”—“designed to catch the sharks, not the dolphins,” as Jack Maple, one of its originators, described it—that involved what’s called pejoratively “profiling.” This was not so much racial, since in any given neighborhood all the suspects were likely to be of the same race or color, as social, involving the thousand small clues that policemen recognized already. Minority communities, Zimring emphasizes, paid a disproportionate price in kids stopped and frisked, and detained, but they also earned a disproportionate gain in crime reduced. “The poor pay more and get more” is Zimring’s way of putting it. He believes that a “light” program of stop-and-frisk could be less alienating and just as effective, and that by bringing down urban crime stop-and-frisk had the net effect of greatly reducing the number of poor minority kids in prison for long stretches.

Zimring insists, plausibly, that he is offering a radical and optimistic rewriting of theories of what crime is and where criminals are, not least because it disconnects crime and minorities. “In 1961, twenty six percent of New York City’s population was minority African American or Hispanic. Now, half of New York’s population is—and what that does in an enormously hopeful way is to destroy the rude assumptions of supply side criminology,” he says. By “supply side criminology,” he means the conservative theory of crime that claimed that social circumstances produced a certain net amount of crime waiting to be expressed; if you stopped it here, it broke out there. The only way to stop crime was to lock up all the potential criminals. In truth, criminal activity seems like most other human choices—a question of contingent occasions and opportunity. Crime is not the consequence of a set number of criminals; criminals are the consequence of a set number of opportunities to commit crimes. Close down the open drug market in Washington Square, and it does not automatically migrate to Tompkins Square Park. It just stops, or the dealers go indoors, where dealing goes on but violent crime does not.

And, in a virtuous cycle, the decreased prevalence of crime fuels a decrease in the prevalence of crime. When your friends are no longer doing street robberies, you’re less likely to do them. Zimring said, in a recent interview, “Remember, nobody ever made a living mugging. There’s no minimum wage in violent crime.” In a sense, he argues, it’s recreational, part of a life style: “Crime is a routine behavior; it’s a thing people do when they get used to doing it.” And therein lies its essential fragility. Crime ends as a result of “cyclical forces operating on situational and contingent things rather than from finding deeply motivated essential linkages.” Conservatives don’t like this view because it shows that being tough doesn’t help; liberals don’t like it because apparently being nice doesn’t help, either. Curbing crime does not depend on reversing social pathologies or alleviating social grievances; it depends on erecting small, annoying barriers to entry.

One fact stands out. While the rest of the country, over the same twenty-year period, saw the growth in incarceration that led to our current astonishing numbers, New York, despite the Rockefeller drug laws, saw a marked decrease in its number of inmates. “New York City, in the midst of a dramatic reduction in crime, is locking up a much smaller number of people, and particularly of young people, than it was at the height of the crime wave,” Zimring observes. Whatever happened to make street crime fall, it had nothing to do with putting more men in prison. The logic is self-evident if we just transfer it to the realm of white-collar crime: we easily accept that there is no net sum of white-collar crime waiting to happen, no inscrutable generation of super-predators produced by Dewar’s-guzzling dads and scaly M.B.A. profs; if you stop an embezzlement scheme here on Third Avenue, another doesn’t naturally start in the next office building. White-collar crime happens through an intersection of pathology and opportunity; getting the S.E.C. busy ending the opportunity is a good way to limit the range of the pathology.

Social trends deeper and less visible to us may appear as future historians analyze what went on. Something other than policing may explain things—just as the coming of cheap credit cards and state lotteries probably did as much to weaken the Mafia’s Five Families in New York, who had depended on loan sharking and numbers running, as the F.B.I. could. It is at least possible, for instance, that the coming of the mobile phone helped drive drug dealing indoors, in ways that helped drive down crime. It may be that the real value of hot spot and stop-and-frisk was that it provided a single game plan that the police believed in; as military history reveals, a bad plan is often better than no plan, especially if the people on the other side think it’s a good plan. But one thing is sure: social epidemics, of crime or of punishment, can be cured more quickly than we might hope with simpler and more superficial mechanisms than we imagine. Throwing a Band-Aid over a bad wound is actually a decent strategy, if the Band-Aid helps the wound to heal itself.

Which leads, further, to one piece of radical common sense: since prison plays at best a small role in stopping even violent crime, very few people, rich or poor, should be in prison for a nonviolent crime. Neither the streets nor the society is made safer by having marijuana users or peddlers locked up, let alone with the horrific sentences now dispensed so easily. For that matter, no social good is served by having the embezzler or the Ponzi schemer locked in a cage for the rest of his life, rather than having him bankrupt and doing community service in the South Bronx for the next decade or two. Would we actually have more fraud and looting of shareholder value if the perpetrators knew that they would lose their bank accounts and their reputation, and have to do community service seven days a week for five years? It seems likely that anyone for whom those sanctions aren’t sufficient is someone for whom no sanctions are ever going to be sufficient. Zimring’s research shows clearly that, if crime drops on the street, criminals coming out of prison stop committing crimes. What matters is the incidence of crime in the world, and the continuity of a culture of crime, not some “lesson learned” in prison.

At the same time, the ugly side of stop-and-frisk can be alleviated. To catch sharks and not dolphins, Zimring’s work suggests, we need to adjust the size of the holes in the nets—to make crimes that are the occasion for stop-and-frisks real crimes, not crimes like marijuana possession. When the New York City police stopped and frisked kids, the main goal was not to jail them for having pot but to get their fingerprints, so that they could be identified if they committed a more serious crime. But all over America the opposite happens: marijuana possession becomes the serious crime. The cost is so enormous, though, in lives ruined and money spent, that the obvious thing to do is not to enforce the law less but to change it now. Dr. Johnson said once that manners make law, and that when manners alter, the law must, too. It’s obvious that marijuana is now an almost universally accepted drug in America: it is not only used casually (which has been true for decades) but also talked about casually on television and in the movies (which has not). One need only watch any stoner movie to see that the perceived risks of smoking dope are not that you’ll get arrested but that you’ll get in trouble with a rival frat or look like an idiot to women. The decriminalization of marijuana would help end the epidemic of imprisonment.

The rate of incarceration in most other rich, free countries, whatever the differences in their histories, is remarkably steady. In countries with Napoleonic justice or common law or some mixture of the two, in countries with adversarial systems and in those with magisterial ones, whether the country once had brutal plantation-style penal colonies, as France did, or was once itself a brutal plantation-style penal colony, like Australia, the natural rate of incarceration seems to hover right around a hundred men per hundred thousand people. (That doesn’t mean it doesn’t get lower in rich, homogeneous countries—just that it never gets much higher in countries otherwise like our own.) It seems that one man in every thousand once in a while does a truly bad thing. All other things being equal, the point of a justice system should be to identify that thousandth guy, find a way to keep him from harming other people, and give everyone else a break.

Epidemics seldom end with miracle cures. Most of the time in the history of medicine, the best way to end disease was to build a better sewer and get people to wash their hands. “Merely chipping away at the problem around the edges” is usually the very best thing to do with a problem; keep chipping away patiently and, eventually, you get to its heart. To read the literature on crime before it dropped is to see the same kind of dystopian despair we find in the new literature of punishment: we’d have to end poverty, or eradicate the ghettos, or declare war on the broken family, or the like, in order to end the crime wave. The truth is, a series of small actions and events ended up eliminating a problem that seemed to hang over everything. There was no miracle cure, just the intercession of a thousand smaller sanities. Ending sentencing for drug misdemeanors, decriminalizing marijuana, leaving judges free to use common sense (and, where possible, getting judges who are judges rather than politicians)—many small acts are possible that will help end the epidemic of imprisonment as they helped end the plague of crime.

“Oh, I have taken too little care of this!” King Lear cries out on the heath in his moment of vision. “Take physic, pomp; expose thyself to feel what wretches feel.” “This” changes; in Shakespeare’s time, it was flat-out peasant poverty that starved some and drove others as mad as poor Tom. In Dickens’s and Hugo’s time, it was the industrial revolution that drove kids to mines. But every society has a poor storm that wretches suffer in, and the attitude is always the same: either that the wretches, already dehumanized by their suffering, deserve no pity or that the oppressed, overwhelmed by injustice, will have to wait for a better world. At every moment, the injustice seems inseparable from the community’s life, and in every case the arguments for keeping the system in place were that you would have to revolutionize the entire social order to change it—which then became the argument for revolutionizing the entire social order. In every case, humanity and common sense made the insoluble problem just get up and go away. Prisons are our this. We need take more care. ♦